Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Robert Gordon is a financial advisor with over 30 years of experience in the industry. Lance is registered with LPL Enterprise, LLC and has a Series 6, Series 63, and Series 65 license, as well as the SIE exam. Lance has been a registered representative since 1991 and has a long history of serving clients in New York, New Jersey, Florida, and Texas. Lance is a partner at SMTM LLC and is also involved with several other businesses, including DAB Management Co. LLC, NK Management Co. LLC, C & M First Services Inc. and New York Assigned Risk Home Ins. Lance is a dedicated financial advisor focused on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/14/2024 - Present
LPL Enterprise, LLC (FLORAL PARK NY)
NJ
03/07/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 08/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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