Unclaimed
Lance Clemons is a financial professional with over 20 years of experience in the securities industry. Lance is a registered representative with Bofa Securities, Inc. and holds Series 7, 10, 24, and 63 licenses. Lance has previously worked with Citigroup Global Markets Inc., GFI Securities LLC, SMH Capital Inc. and Sutro & Co. Incorporated. Lance has a strong background in providing research-related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
08/04/2021 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
08/18/2010 - 07/21/2021
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/03/2009 - 02/22/2010
GFI SECURITIES LLC (SAN FRANCISCO CA)
CA
01/02/2002 - 07/31/2009
SMH CAPITAL INC. (LOS ANGELES CA)
CA
07/28/1999 - 12/31/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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