Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Raymond McIntosh is a financial advisor with over 30 years of experience in the industry. Lance is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc. and holds Series 3, 5, 7, 15, and 63 licenses. Lance has been registered with the Securities and Exchange Commission (SEC) and FINRA since 1985 and has worked with a number of firms including Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Kidder, Peabody & Co. Incorporated, and Drexel Burnham Lambert Incorporated. Lance has a wide range of experience and is able to provide clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
04/05/2013 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
06/01/2011 - 04/05/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BELLEVUE WA)
WA
01/03/2011 - 06/01/2011
WELLS FARGO ADVISORS, LLC (BELLEVUE WA)
WA
11/11/1992 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BELLEVUE WA)
NY
01/23/1989 - 11/23/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/25/1985 - 02/06/1988
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 03/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 06/14/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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