Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Preston Riley is a financial advisor who has been working in the financial services industry since February 9, 2019. Lance is registered with LPL Financial LLC and is licensed to conduct business in multiple states, including Washington, Idaho, and Arizona. Lance provides financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Lance has experience working with a variety of clients, including those with high net worth, those who are looking to plan for retirement, and those who are looking to invest in a variety of asset classes. In the past, Lance has also worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and PFS Investments Inc. Lance is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
06/16/2023 - Present
LPL Financial LLC (SPOKANE VALLEY WA)
WA
08/03/2020 - 06/20/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPOKANE WA)
CA
07/16/2012 - 01/06/2014
PFS INVESTMENTS INC. (REDLANDS CA)
BOTH
Issued 08/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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