Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Parsons Dumas is a financial advisor with LPL Financial LLC. Lance has been in the financial services industry since 1999. Lance has a broad range of experience working for firms including CETERA FINANCIAL SPECIALISTS LLC, LEGEND EQUITIES CORPORATION, SUN LIFE FINANCIAL DISTRIBUTORS, INC., CLARENDON INSURANCE AGENCY, INC., and KEYPORT FINANCIAL SERVICES CORP. Lance holds Series 7, Series 6, Series 63, Series 66, and Series 24 licenses. Lance is a Chartered Financial Consultant. Lance provides financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/08/2024 - Present
LPL Financial LLC (IRVINE CA)
CA
07/13/2009 - 05/02/2024
CETERA FINANCIAL SPECIALISTS LLC (IRVINE CA)
IL
04/24/2015 - 01/25/2016
LEGEND EQUITIES CORPORATION (Schaumburg IL)
MA
06/26/2006 - 05/14/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
MA
12/01/2003 - 06/26/2006
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
MA
10/11/1999 - 12/01/2003
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
BOTH
Issued 09/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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