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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Owen Burks is an investment advisor representative at Rockefeller Financial LLC and Rockefeller Capital Management. Lance has been in the financial services industry since December 2009. Lance has passed a total of seven FINRA and state licensing exams including the Series 66, Series 7, Series 9, Series 10, Series 24, Series 4 and Series 99. Lance is currently registered with the state of California and Texas. Prior to working at Rockefeller Financial LLC and Rockefeller Capital Management, Lance was previously employed at Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, Tradeking, Zecco Trading, Inc., and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/11/2022 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
02/07/2020 - 03/31/2022
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
CA
02/06/2014 - 01/27/2020
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
NC
09/13/2012 - 01/24/2014
TRADEKING (CHARLOTTE NC)
CA
09/09/2010 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
CA
11/23/2009 - 09/15/2010
WELLS FARGO INVESTMENTS, LLC (PASADENA CA)
BOTH
Issued 12/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/17/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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