Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Stone has been in the financial services industry since December 12, 1997. Currently, Lance is registered with Pershing LLC in New York, NY. Lance has also been previously registered with BNY Mellon Capital Markets, LLC, Knight Equity Markets, L.P., E*TRADE Securities LLC, HarrisDirect LLC, All-Tech Investment Group, Inc., and Chatfield Dean & Co., Inc. Lance holds a Series 63, Series 24, Series 52TO, Series 57TO, SIE, Series 55, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2007 - Present
Pershing LLC (NEW YORK NY)
NY
01/02/2014 - 08/07/2017
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
04/12/2006 - 03/21/2007
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NJ
01/03/2006 - 04/21/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
06/09/1999 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NJ
11/28/1995 - 07/31/1997
ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)
CO
09/25/1995 - 11/09/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 10/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lance Stone is the right advisor for you? Invested Better is here to help.
