Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Wakefield is a registered representative with Northwestern Mutual Investment Services, LLC. Lance has been in the securities industry since April 1991. Lance is registered with the state of Minnesota and has also been registered with the state of Wisconsin. Lance is also a registered Investment Advisor Representative. Lance has a Series 6 and Series 63 license. Lance has been with Northwestern Mutual Investment Services since November 1990 and has experience in investment research and financial planning. Lance also receives commissions for insurance sales from companies not affiliated with Northwestern Mutual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
11/04/2013 - Present
Northwestern Mutual Investment Services, LLC (MANKATO MN)
WI
09/16/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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