Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Smith is a financial advisor with Little River Capital, LLC. Lance has been in the financial services industry since 2008 and holds the Series 7 and Series 63 licenses. Lance currently holds registrations in Alabama, California, Illinois and Virginia. Lance has previously been registered with Sea Port Group Securities, LLC, United Planners' Financial Services of America a Limited Partner, and UVEST Financial Services Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AL
10/28/2019 - Present
Little River Capital, LLC (VESTAVIA HILLS AL)
NY
03/14/2012 - 08/09/2012
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
AL
09/21/2009 - 03/12/2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (BIRMINGHAM AL)
AL
11/27/2008 - 09/30/2009
UVEST FINANCIAL SERVICES GROUP, INC. (IRONDALE AL)
BC
Issued 12/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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