Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance L Druckenmiller is an investment advisor who has been active in the financial industry since 1990. Lance has over 30 years of experience in the industry and holds Series 3, 6, 7, 9, 10, 63, and 65 licenses. Lance currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. and has been registered with FINRA since 2007. Before joining Merrill Lynch, Lance worked at Wachovia Securities, LLC, First Union Brokerage Services, Inc., Marketing One Securities, Inc., Dean Witter Reynolds Inc., and The Prudential Insurance Company of America. Lance is currently registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR) in New Jersey and Texas. Lance is also registered as a broker-dealer (BD) in California, Delaware, Florida, Idaho, Illinois, Kentucky, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE NJ)
NJ
10/01/2000 - 11/05/2007
WACHOVIA SECURITIES, LLC (TOTOWA NJ)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OR
04/06/1995 - 01/01/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
03/19/1992 - 04/05/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
03/13/1990 - 02/27/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/13/1990 - 02/27/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1992
Series 3 - National Commodity Futures Examination
BC
Issued 04/22/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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