Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Kenji Nekota is an investment advisor representative with LPL Financial LLC. Lance has been in the industry since 1999 and is licensed to provide investment advice in Washington, Texas, and other states. Lance previously worked at several other firms, including Chase Investment Services Corp., WAMU Investments, Inc., Key Investment Services LLC, and U.S. Bancorp Investments, Inc. Lance has a broad range of experience and is able to provide a variety of services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
03/29/2011 - Present
LPL Financial LLC (TUKWILA WA)
WA
05/02/2009 - 03/09/2011
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
04/08/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (SEATTLE WA)
WA
04/19/2006 - 04/01/2008
KEY INVESTMENT SERVICES LLC (EVERETT WA)
WA
06/06/2002 - 04/12/2006
U.S. BANCORP INVESTMENTS, INC. (SEATTLE WA)
MA
01/26/2000 - 06/12/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/23/1998 - 11/04/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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