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Lance Hung Chau

Transamerica Financial Advisors, Inc.

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About Lance Hung Chau

Lance Hung Chau is a financial advisor registered with Transamerica Financial Advisors, Inc. in Houston, TX. Lance has been in the industry since 2014 and has held previous positions with Multi-Financial Securities Corporation, SunAmerica Securities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Lance has Series 6, Series 6TO, Series 63 and SIE licenses and is registered in Texas.

Firm Information

Lance Chau is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lance Chau’s Registration & Firm History

TX

05/16/2020 - Present

Transamerica Financial Advisors, Inc. (HOUSTON TX)

CO

04/09/1998 - 07/03/2002

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

AZ

07/09/1997 - 04/23/1998

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MA

10/10/1996 - 07/15/1997

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/10/1996 - 07/15/1997

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/04/2020

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lance Hung Chau.
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