Unclaimed
Lance Hardy is a financial professional with over 30 years of experience in the industry. Lance is currently registered with Fidelity Brokerage Services LLC. Lance has passed the Series 6, Series 99 and SIE exams. Lance previously worked at FIRST AMERICAN NATIONAL SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/27/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
NA
11/27/1987 - 12/31/1988
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 11/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2018
Series 99 - Operations Professional Examination
BC
Issued 11/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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