Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Frederick Pugh is a financial advisor with over 20 years of experience in the financial services industry. Lance is currently registered with Fidelity Brokerage Services LLC and has previously worked with National Financial Services LLC. Lance is registered in multiple states, including Kentucky, Massachusetts, Ohio, Texas and Utah. He holds the Series 7, Series 9, Series 10 and Series 63 licenses. Lance specializes in providing investment advice and financial planning services to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/09/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/23/2007 - 01/20/2009
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
11/09/2000 - 12/11/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 03/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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