Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Thompson is a financial advisor with Raymond James Financial Services Advisors, Inc. in Lawrence, KS. Lance has been in the financial industry since 1999 and has experience in providing financial planning and investment management services. Lance is registered with the state of Kansas as an investment advisor representative and also holds FINRA Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KS
06/15/2009 - Present
Raymond James Financial Services Advisors, Inc. (LAWRENCE KS)
MO
06/01/2009 - 06/15/2009
MORGAN STANLEY SMITH BARNEY (KANSAS CITY MO)
MO
06/29/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KANSAS CITY MO)
NJ
04/16/1999 - 05/14/1999
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
BC
Issued 05/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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