Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Eugene McGinnis is a financial advisor at LPL Financial LLC in NEW CITY, NY. Lance has over 18 years of experience in the financial services industry. He is a registered representative and investment advisor representative. Lance has a wide range of experience and holds Series 3, 5, 7, 31, and 66 licenses. Lance has also worked at Ameriprise Financial Services, LLC, Oppenheimer & Co. Inc., and Citigroup Global Markets Inc. Lance specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2023 - Present
LPL Financial LLC (NEW CITY NY)
NJ
11/14/2014 - 05/19/2023
AMERIPRISE FINANCIAL SERVICES, LLC (SADDLE BROOK NJ)
NJ
04/27/2009 - 11/17/2014
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NJ
01/05/2007 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NA
12/21/1983 - 07/16/1985
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 01/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1984
Series 5 - Interest Rate Options Examination
BC
Issued 11/02/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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