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Lance Davis Margolis

Fidelity Brokerage Services LLC

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About Lance Davis Margolis

Lance Margolis is a financial advisor currently registered with Fidelity Brokerage Services LLC. Lance has been in the financial services industry since August 24, 2005. Lance is licensed in 53 states and holds FINRA Series 6, 7, 63, and 65 securities licenses along with the SIE designation. Lance has a previous registration with Hartford Funds Distributors, LLC, Vanguard Marketing Corporation, Investors Capital Corp., MML Investors Services, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company.

Firm Information

Lance Margolis is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lance Margolis’s Registration & Firm History

PA

11/05/2020 - Present

Fidelity Brokerage Services LLC (WARRINGTON PA)

PA

07/29/2015 - 10/27/2020

HARTFORD FUNDS DISTRIBUTORS, LLC (Wayne PA)

PA

09/07/2006 - 07/23/2015

VANGUARD MARKETING CORPORATION (MALVERN PA)

PA

05/10/2006 - 09/18/2006

INVESTORS CAPITAL CORP. (PHILADELPHIA PA)

MA

06/28/2005 - 03/03/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

05/25/2005 - 06/15/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/25/2005 - 06/15/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/12/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lance Davis Margolis.
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