Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Steinberg is an investment advisor representative at LPL Financial LLC. Lance has been working in the financial services industry for over 30 years. He has a Series 63, 65 and 66 license, and has held licenses for Series 7, 9, 10, and 31. Lance has worked for various firms such as WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, RBC DAIN RAUSCHER INC., SUTRO & CO. INCORPORATED, CHARTER INVESTMENT GROUP, INC., and PRUDENTIAL SECURITIES INCORPORATED. He provides portfolio management for individuals and businesses, as well as financial planning, educational seminars and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
10/21/2024 - Present
LPL Financial LLC (PORTLAND OR)
OR
09/14/2007 - 11/03/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PORTLAND OR)
OR
03/09/2002 - 09/14/2007
RBC DAIN RAUSCHER INC. (PORTLAND OR)
CA
02/01/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
OR
10/03/1997 - 02/08/1999
CHARTER INVESTMENT GROUP, INC. (PORTLAND OR)
NY
11/22/1992 - 08/18/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/13/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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