Unclaimed
Lance Marciano is a securities professional with over 29 years of experience in the industry. Lance is currently a registered representative at Williams Trading LLC. Lance has held several previous positions at prominent firms including Weeden & Co. L.P., Furman Selz LLC and Smith New Court, Inc. Lance is licensed in 30 states and holds FINRA Series 4, 7, 24, 55, 57TO, 63, 99TO and SIE registrations. Lance's professional experience spans across multiple sectors including Equity Trading and Operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/07/1999 - Present
Williams Trading LLC (WESTPORT CT)
CT
09/09/1996 - 04/20/1999
WEEDEN & CO.L.P. (GREENWICH CT)
NY
01/01/1996 - 07/25/1996
FURMAN SELZ LLC (NEW YORK NY)
NY
10/15/1993 - 10/13/1995
SMITH NEW COURT, INC. (NEW YORK NY)
BC
Issued 08/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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