Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Christopher Ernest is a financial advisor with over 20 years of experience in the industry. Lance currently works with LPL Financial LLC. Prior to that, Lance was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cetera Investment Services LLC and PNC Investments. Lance holds the Series 6, 7, 63 and 66 licenses. Lance is also a Registered Investment Advisor in Alabama and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/19/2025 - Present
LPL Financial LLC (Birmingham AL)
AL
08/03/2020 - 01/09/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
01/10/2013 - 08/03/2020
CETERA INVESTMENT SERVICES LLC (BIRMINGHAM AL)
AL
10/11/2012 - 01/02/2013
PNC INVESTMENTS (BESSEMER AL)
AL
07/20/2012 - 09/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ANNISTON AL)
AL
12/08/2005 - 10/30/2009
COLONIAL BROKERAGE, INC. (ALEXANDER CITY AL)
NY
04/18/2005 - 11/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
AL
02/07/2000 - 02/15/2002
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 08/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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