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Lance Carlton Ellis

Allstate Financial Services, LLC

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About Lance Carlton Ellis

Lance Carlton Ellis is a registered representative with Allstate Financial Services, LLC, a firm based in Lakewood Ranch, Florida. Lance has been in the financial services industry since September 6, 2006. Lance has successfully passed several FINRA exams, including the Series 6, Series 26, and Series 51 examinations, and is currently registered in Florida.

Firm Information

Lance Ellis is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lance Ellis’s Registration & Firm History

FL

09/07/2006 - Present

Allstate Financial Services, LLC (LAKEWOOD RANCH FL)

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Licenses & Designations

BC

Issued 10/24/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/26/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lance Carlton Ellis.
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