Unclaimed
Lance Fields is a financial advisor affiliated with Northwestern Mutual Investment Services, LLC. Lance has been in the financial services industry since 2019. Lance is registered in 24 states, and holds a Series 63, Series 6TO and SIE licenses. Lance's primary office location is 1349 W Lane Ave, Ste 1200 in Upper Arlington, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
01/31/2019 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/29/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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