Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Avery Horton is an investment advisor representative with Raymond James & Associates, Inc. with over 30 years of experience in the financial services industry. Lance has a broad range of experience, including experience with Morgan Stanley and Citigroup Global Markets Inc. Lance has a wide range of investment and financial planning expertise, including experience working with a variety of client types including high-net-worth individuals, corporations, and pension plans. Lance's expertise is focused on providing financial advice to help clients meet their goals, whether it be saving for retirement, college, or other financial goals. Lance is a Registered Representative with Series 7, 9, 10, 31, 63, and 65 licenses, and holds SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
05/23/2024 - Present
Raymond James & Associates, Inc. (Las Vegas NV)
NV
06/01/2009 - 04/18/2023
MORGAN STANLEY (Las Vegas NV)
CA
08/30/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BAKERSFIELD CA)
CA
07/27/1994 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (BAKERSFIELD CA)
NY
08/24/1992 - 07/28/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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