Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Antony is a financial advisor with over 16 years of experience in the industry. Lance Antony is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 66 license. Lance Antony has held previous positions with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Lance Antony provides financial planning and portfolio management services to individuals and businesses. Lance Antony is registered in over 30 states and holds a Series 7, Series 9, Series 10, Series 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/28/2008 - Present
Wells Fargo Clearing Services, LLC (GARDEN CITY NY)
NY
04/02/2007 - 12/16/2008
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
09/18/2006 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
BOTH
Issued 04/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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