Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Rushing is a financial professional with over 15 years of experience in the financial services industry. Lance is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held positions with Northern Trust Securities, Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., J.P. Morgan Securities Inc., and SunAmerica Securities, Inc. Lance has a broad range of experience and specializes in working with high-net-worth individuals, corporations, and institutions. Lance holds a variety of licenses and certifications, including Series 7, Series 6, Series 63, and Series 66. Lance is committed to providing clients with personalized financial advice and investment strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/02/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST PALM BEACH FL)
IL
11/18/2013 - 04/12/2018
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
10/01/2008 - 11/06/2013
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/17/2007 - 09/17/2009
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
05/21/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
AZ
02/10/2005 - 06/24/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 12/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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