Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Chuck is a registered investment advisor representative with Charles Schwab & Co., Inc. Lance has been in the financial services industry since 2007. Lance is a Series 7, Series 9, Series 10, Series 24 and Series 66 licensed professional. Prior to joining Charles Schwab & Co., Inc., Lance worked at TD AMERITRADE, INC., SCOTTRADE, INC., and EDWARD JONES. Lance is registered to provide investment advice in Alaska, Arizona, California, Colorado, Florida, Illinois, Minnesota, Nevada, New Mexico, New York, North Carolina, Oregon, Texas, Utah, Vermont, Virginia, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/25/2022 - Present
Charles Schwab & CO., Inc. (San Ramon CA)
CA
02/26/2018 - 04/11/2023
TD AMERITRADE, INC. (San Ramon CA)
CA
05/09/2008 - 02/26/2018
SCOTTRADE, INC. (SAN LUIS OBISPO CA)
CA
09/10/2007 - 03/14/2008
EDWARD JONES (ALAMEDA CA)
CA
11/06/2006 - 04/12/2007
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
BOTH
Issued 01/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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