Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Moody is a financial advisor in BOCA RATON, FL and has over 27 years of experience in the financial services industry. Lance is currently registered with Cetera Investment Advisers LLC. Lance also has experience with AEGIS CAPITAL CORP. and NATIONAL SECURITIES CORPORATION among other firms. Lance is a registered investment advisor in Florida. Lance provides services to individuals, corporations, high net worth individuals, and other investment advisors. Lance is also a Project Manager and Design Consultant of Perfect Home Construction and a real estate associate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/27/2020 - Present
Cetera Investment Advisers LLC (BOCA RATON FL)
FL
02/17/2017 - 03/30/2020
AEGIS CAPITAL CORP. (BOCA RATON FL)
NY
11/22/2013 - 02/23/2017
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
NY
04/26/2010 - 12/09/2013
MAXIM GROUP LLC (WOODBURY NY)
NY
10/15/2004 - 04/26/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
12/09/2002 - 10/20/2004
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
MO
01/12/2000 - 12/09/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
PA
02/25/1998 - 01/26/2000
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
05/02/1994 - 03/03/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/08/1993 - 05/09/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 5/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/1/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/27/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/5/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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