Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Alexander Williams is a financial advisor with over 30 years of experience in the industry. Lance currently works at Rockefeller Financial LLC, a firm with over $50 billion in assets under management. Lance has been a registered representative with the firm since June 2021. Prior to joining Rockefeller Financial LLC, Lance worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America, N.A. Lance is a Certified Financial Planner and holds multiple FINRA licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/11/2021 - Present
Rockefeller Financial LLC (Olympia WA)
WA
10/23/2009 - 06/15/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OLYMPIA WA)
WA
04/23/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OLYMPIA WA)
CA
05/02/2001 - 05/01/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/19/1996 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
08/29/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
01/06/1995 - 11/15/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
11/22/1992 - 12/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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