Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lana? Claim Your ProfileLana Wong is a registered representative with Evercore Group LLC and has been in the securities industry since May 25, 2011. Lana has a Series 7, Series 63 and SIE license. Lana has been registered with the Financial Industry Regulatory Authority (FINRA) since June 23, 2015 and is currently registered in 37 states. Previously, Lana was registered with Bradley Woods & Co. Ltd., Cowen and Company and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/23/2015 - Present
Evercore Group LLC (NEW YORK NY)
NY
02/20/2013 - 05/27/2015
BRADLEY WOODS & CO. LTD. (NEW YORK NY)
NY
09/27/2010 - 02/18/2011
COWEN AND COMPANY (NEW YORK NY)
NY
12/21/2007 - 05/20/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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