Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lana? Claim Your ProfileLana K. Bergstein has been active in the financial industry since 2002. Lana is a registered representative with TLG Advisors, Inc. and has been with the firm since August 2024. Lana specializes in providing financial planning services, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles. Lana is registered as an Investment Advisor Representative (IAR) and Registered Representative (RR) in the state of Texas. Lana previously worked at DFA Securities LLC and Loring Ward Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/07/2024 - Present
TLG Advisors, Inc. (LITTLETON CO)
TX
02/19/2008 - 08/08/2023
DFA SECURITIES LLC (AUSTIN TX)
CA
01/24/2005 - 02/01/2008
LORING WARD SECURITIES INC. (WOODLAND HILLS CA)
CA
06/30/1999 - 02/12/2001
KA ASSOCIATES, INC. (LOS ANGELES CA)
OH
04/01/1999 - 06/11/1999
CW FUND DISTRIBUTORS, INC. (CINCINNATI OH)
BC
Issued 06/08/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lana Bergstein is the right advisor for you? Invested Better is here to help.
