Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lana? Claim Your ProfileLana Elizabeth Hock is a financial advisor who has been working in the industry since 1994. Currently, Lana works at Robert W. Baird & Co. Inc. Lana is registered with both the BrokerCheck and Investment Adviser Public Disclosure (IAPD) systems and holds multiple licenses and registrations in various states. Prior to her current role, Lana worked at AIG FINANCIAL ADVISORS, INC. and SunAmerica Securities, Inc. Lana specializes in providing financial advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
02/10/2017 - Present
Robert W. Baird & Co. Inc. (PHOENIX AZ)
AZ
10/31/2005 - 12/20/2007
AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
01/12/1995 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
08/06/1993 - 02/23/1994
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 08/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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