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Lan Thanh Phan

Bankers Life Securities, Inc.

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About Lan Thanh Phan

Lan Thanh Phan is a registered representative with Bankers Life Securities, Inc. Lan Thanh Phan has been in the financial industry since December 2017. Lan Thanh Phan holds a Series 6 and Series 63 license, and has passed the SIE exam. Lan Thanh Phan is currently registered in Vermont.

Firm Information

Lan Phan is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lan Phan’s Registration & Firm History

VT

12/16/2017 - Present

Bankers Life Securities, Inc. (South Burlington VT)

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Licenses & Designations

BC

Issued 02/27/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lan Thanh Phan.
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