Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lan? Claim Your ProfileLan Shen is a securities professional with over 18 years of experience in the financial services industry. Lan has a strong background in both investment banking and financial planning. Currently, Lan is associated with Globalink Securities, Inc. in Monrovia, California. Previously, Lan has worked with LPL Financial LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Lan holds a Series 66, Series 24, SIE, and Series 7 licenses. Lan is registered with the state of California as a broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/04/2013 - Present
Globalink Securities, Inc. (Monrovia CA)
CA
10/13/2008 - 12/05/2012
LPL FINANCIAL LLC (SAN MARINO CA)
CA
07/26/2004 - 10/21/2008
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
MN
07/26/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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