Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lan? Claim Your ProfileLan Ngoc Tran is a registered investment advisor representative with The Wealth Consulting Group. Lan has been working in the financial industry since March 1, 1995. Lan holds Series 63, Series 65, and Series 7 licenses, as well as a Series 24. The Wealth Consulting Group has offices in Cupertino, California, and Las Vegas, Nevada. The firm is registered with the SEC and has approximately $1 billion to $10 billion in assets under management. The firm specializes in providing financial planning and investment management services to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
THE Wealth Consulting Group (CUPERTINO CA)
MA
03/02/1995 - 06/23/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/02/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 02/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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