Unclaimed
Lamont C Brown is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Lamont is registered with the Securities and Exchange Commission (SEC) and holds licenses and certifications to offer investment products and services in Connecticut, New York and Texas. Lamont has experience in the securities industry, having been with Merrill Lynch, Pierce, Fenner & Smith Inc. since September 2005. Lamont has passed exams in the General Securities Representative Examination, Securities Industry Essentials Examination, General Securities Sales Supervisor - General Module Examination and General Securities Sales Supervisor - Options Module Examination. In addition to being a Registered Representative, Lamont is also an Investment Advisor Representative. Lamont is registered with the state of Connecticut as an investment advisor representative, the state of New York as an investment advisor representative, and the state of Texas as an investment advisor representative. Lamont is also a General Partner/Managing Member of Vibranium Management and an Owner of Cleaning Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 01/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lamont Brown is the right advisor for you? Invested Better is here to help.