Unclaimed
Lambert Nicholas Carabitses is a registered representative at Allstate Financial Services, LLC. Lambert has been in the securities industry since 1997. Lambert is registered with the state of Rhode Island. Lambert holds the Series 6, Series 7, and Series 63 licenses. Lambert has previously been employed by FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., STATE STREET RESEARCH INVESTMENT SERVICES, INC., FIRST DATA DISTRIBUTORS, INC., EQ FINANCIAL CONSULTANTS, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/18/2011 - Present
Allstate Financial Services, LLC (GREENVILLE RI)
RI
12/14/1999 - 10/01/2010
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
05/04/1999 - 11/15/1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
ME
10/15/1996 - 11/02/1998
FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)
NY
04/10/1996 - 07/16/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/10/1996 - 07/16/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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