Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lam? Claim Your ProfileLam Hung Wong-carbone is a financial advisor with LPL Financial LLC. Lam Hung has been in the industry since March 29, 1990. Lam Hung is registered with the state of New York and has several other state registrations. Lam Hung has experience providing financial advice to a variety of clients, including individuals, businesses, and institutions. Lam Hung has also held past positions with People's Securities, Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., Chemical Investment Services Corp., and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2022 - Present
LPL Financial LLC (BRIDGEPORT CT)
NY
06/02/2021 - 08/17/2022
PEOPLE'S SECURITIES, INC. (MEDFORD NY)
NY
01/02/2015 - 12/16/2019
PEOPLE'S SECURITIES, INC. (EAST HILLS NY)
NY
10/01/2012 - 06/12/2013
J.P. MORGAN SECURITIES LLC (MINEOLA NY)
NY
06/18/1996 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MINEOLA NY)
NA
11/24/1995 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
TX
03/24/1987 - 11/22/1995
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 10/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/21/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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