Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laleh? Claim Your ProfileLaleh Ghasemi is a financial professional with over 8 years of experience in the financial services industry. Laleh has worked for several well-known firms, including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, State Street Global Advisors Funds Distributors, LLC, and Chase Investment Services Corp. Laleh is currently registered with Citigroup Global Markets Inc. and holds several licenses and certifications, including Series 7, 6, 63, 66, 79TO, and SIE. Laleh specializes in providing asset allocation advice, financial planning, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
06/28/2022 - Present
Citigroup Global Markets Inc. (BOSTON MA)
MA
01/14/2019 - 04/03/2020
J.P. MORGAN SECURITIES LLC (Boston MA)
MA
08/29/2018 - 12/13/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/05/2018 - 09/05/2018
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (Boston MA)
FL
10/01/2012 - 03/13/2018
J.P. MORGAN SECURITIES LLC (ORLANDO FL)
FL
08/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ORLANDO FL)
BC
Issued 08/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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