Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lal? Claim Your ProfileLal Ellison Echterhoff is a financial advisor with Level Four Advisory Services, LLC, and Level Four Capital Management. Lal has been in the financial services industry since 1992, Lal has worked at several firms including Morgan Stanley, Citigroup Global Markets Inc, Legg Mason Wood Walker, Incorporated, and Morgan Stanley DW Inc. Lal is a Chartered Financial Analyst and has experience in investment advisory services, financial planning, pension consulting, and educational seminars. Lal is registered as an Investment Advisor Representative in Louisiana and Texas and is also registered as a Broker with FINRA. Lal specializes in providing investment advisory services to high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
07/02/2013 - Present
Level Four Advisory Services (DALLAS TX)
TX
06/14/2013 - 12/31/2020
LPL FINANCIAL LLC (DALLAS TX)
LA
06/01/2009 - 07/08/2013
MORGAN STANLEY (SHREVEPORT LA)
LA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREVEPORT LA)
MD
03/30/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/28/1994 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 03/11/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
09/10/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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