Unclaimed
Laila Rocha jorge is a registered representative with Amundi Distributor US, Inc. Laila has been in the industry since July 14, 2021 and holds a Series 63, Series 7TO, Series 24 and SIE license. Laila has worked at Ameriprise Financial Services, LLC and Credit Agricole Securities (USA) Inc.. Laila is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/21/2022 - Present
Amundi Distributor US, Inc. (BOSTON MA)
RI
03/09/2022 - 07/11/2022
AMERIPRISE FINANCIAL SERVICES, LLC (PROVIDENCE RI)
FL
03/12/2021 - 11/12/2021
CREDIT AGRICOLE SECURITIES (USA) INC. (MIAMI FL)
BC
Issued 05/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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