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Lai Shan Kwong

William Blair

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About Lai Shan Kwong

Lai Shan Kwong is a financial advisor at William Blair. Lai Shan Kwong has been a registered representative since February 22, 2022. Lai Shan Kwong has passed the SIE and Series 7TO, Series 66 exams. Lai Shan Kwong specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Lai Shan Kwong previously worked at First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Lai Kwong is currently registered with William Blair. William Blair is a Limited Liability Company formed in 1995 with its main office in Chicago, Illinois. They have 51 licensed agents, 250 investment adviser representatives, and 399 registered representatives. They provide a variety of advisory services including financial planning, selection of other advisors, and portfolio management for businesses and individuals. They also manage pooled investment vehicles. They have approximately $49.98 billion in regulatory assets under management. Their primary client base includes corporations or other businesses, high-net-worth individuals, and individuals other than high-net-worth. They also serve charitable organizations, pooled investment vehicles, pension and profit-sharing plans, and other investment advisors.
William Blair

150 NORTH RIVERSIDE PLAZA

CHICAGO, IL 60606

$49.98B

Assets Under Management

Not reported

Total Clients

423

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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equity research services

Equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lai Kwong’s Registration & Firm History

CA

05/04/2023 - Present

William Blair (SAN FRANCISCO CA)

CA

06/28/2022 - 05/26/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)

CA

02/22/2022 - 07/01/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 03/25/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lai Shan Kwong.
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