Unclaimed
Lafayette Kyle Ford is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. based in CHICAGO, IL. Lafayette has been in the financial services industry since February 19, 2008 and has held previous roles with CITIGROUP GLOBAL MARKETS INC., RAINMAKER SECURITIES, LLC and CHASE INVESTMENT SERVICES CORP. Lafayette is licensed to offer investment advice and securities products in multiple states including Illinois, Texas, California, Florida, Georgia, Indiana, Michigan, New York, South Carolina, Tennessee, Wisconsin, Arizona, Connecticut, Delaware, Kansas, Mississippi, Missouri, New Jersey, North Carolina, South Dakota and others. Lafayette is a board member of the Chicago State Foundation and is an active participant in the financial community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/25/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
05/29/2013 - 06/05/2019
CITIGROUP GLOBAL MARKETS INC. (Chicago IL)
IL
06/14/2011 - 05/10/2013
RAINMAKER SECURITIES, LLC (CHICAGO IL)
IL
08/13/2007 - 01/03/2011
CHASE INVESTMENT SERVICES CORP. (AURORA IL)
BOTH
Issued 06/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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