Unclaimed
Lacy Williams Gulley is a financial advisor with Northwestern Mutual Investment Services, LLC. Lacy has been working in the financial industry since December 2013. Lacy is registered to provide investment advice and sell securities in Georgia. Lacy holds the Series 6, Series 63, and SIE licenses. Lacy is located in Athens, Georgia, and has been with Northwestern Mutual Investment Services, LLC since December 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
12/10/2013 - Present
Northwestern Mutual Investment Services, LLC (ATHENS GA)
BC
Issued 02/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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