Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lacy? Claim Your ProfileLacy Kaye Roach is a financial advisor with Calamos Financial Services LLC, a firm based in NAPERVILLE, IL. Lacy Kaye Roach has been in the industry since November 3, 2013. Lacy Kaye Roach is licensed to conduct business in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
11/04/2013 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
BC
Issued 12/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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