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Lacy Dean Chavis

Northern Trust Securities, Inc.

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About Lacy Dean Chavis

Lacy Dean Chavis is an investment advisor representative with Northern Trust Securities, Inc., a firm with a strong reputation in the financial industry. Lacy has been in the financial industry since 2001 and has a proven track record of success in providing investment advice to individuals, families, and businesses. Lacy is passionate about helping her clients achieve their financial goals. She is dedicated to providing personalized service and comprehensive financial planning. Lacy holds the Series 7 and Series 63 licenses and is a member of FINRA.

Firm Information

Lacy Chavis is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lacy Chavis’s Registration & Firm History

FL

07/17/2006 - Present

Northern Trust Securities, Inc. (FT. MYERS FL)

FL

02/25/2005 - 06/22/2006

FIFTH THIRD SECURITIES, INC. (NAPLES FL)

WI

09/11/2003 - 02/28/2005

INVEST FINANCIAL CORPORATION (APPLETON WI)

NJ

12/05/2001 - 11/29/2002

FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)

IN

11/01/2001 - 12/05/2001

CONSECO SECURITIES, INC. (CARMEL IN)

NC

02/03/1995 - 01/03/1996

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lacy Dean Chavis.
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