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Lacey Diaz-habben

Institutional Cash Distributors, LLC

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About Lacey Diaz-habben

Lacey Diaz-habben is a registered representative with Institutional Cash Distributors, LLC. Lacey is licensed in California. Lacey has passed the Series 7TO, Series 63 and SIE exams. Lacey has been in the financial industry since 2019.

Firm Information

Lacey Diaz-habben is currently registered with Institutional Cash Distributors, LLC. Institutional Cash Distributors, LLC is a Limited Liability Company that was formed on August 8, 2008. The firm is registered in 51 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lacey Diaz-habben’s Registration & Firm History

CA

10/15/2019 - Present

Institutional Cash Distributors, LLC (Walnut Creek CA)

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Licenses & Designations

BC

Issued 11/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/07/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Lacey Diaz-habben. Review regulatory record here.
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