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Lacey Anne Schaffert

Charles Schwab & CO., Inc.

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About Lacey Anne Schaffert

Lacey Schaffert is a financial professional with over 5 years of experience in the financial services industry. Lacey has a strong background in financial planning and is also licensed to provide investment advice. Lacey is currently registered with Charles Schwab & Co., Inc. where she has been working since June 2022. Prior to that, she worked at TD AMERITRADE, INC. from December 2016 to May 2021. Lacey is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Lacey Schaffert is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Lacey Schaffert’s Registration & Firm History

NE

06/14/2022 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

12/12/2016 - 05/20/2021

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 01/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2017

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lacey Anne Schaffert.
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