Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lacey? Claim Your ProfileLacey Ann York is a financial advisor with over 20 years of experience in the industry. She is currently registered with Stifel, Nicolaus & Company, Inc. in Beaver, PA. Lacey has previously worked with UBS Financial Services Inc. and Advest, Inc. Lacey holds Series 7, 9, 10, 63, and 65 licenses and has been actively registered as both a broker and an investment advisor in multiple states, including Pennsylvania, Texas, and several others. Lacey is an experienced professional with a deep understanding of the financial markets and a commitment to providing personalized investment advice to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/25/2009 - Present
Stifel, Nicolaus & Company, Inc. (BEAVER PA)
MA
12/01/2005 - 09/25/2009
UBS FINANCIAL SERVICES INC. (BOSTON MA)
PA
03/30/1999 - 12/20/2005
ADVEST, INC. (BEAVER PA)
IA
Issued 01/25/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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