Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laca? Claim Your ProfileLaca Wong-hammond is a registered representative with Lument Securities, LLC. Laca has been in the securities industry since October 19, 2006. Laca is licensed to conduct business in New Hampshire, New York and Ohio. Previously, Laca worked at Duff & Phelps Securities LLC, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., and Shattuck Hammond Partners LLC. Laca holds the Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
02/15/2019 - Present
Lument Securities, LLC (COLUMBUS OH)
NY
11/06/2014 - 02/05/2019
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
NY
01/02/2013 - 10/09/2014
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
06/01/2007 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
09/14/2006 - 06/06/2007
SHATTUCK HAMMOND PARTNERS LLC (NEW YORK NY)
BC
Issued 09/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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