Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you La-yona? Claim Your ProfileLa-yona Capri Rauls is a financial professional with over two decades of experience in the industry. La-yona has a wide range of experience in the financial services industry, including working for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Securities LLC, and BofA Securities, Inc. La-yona is currently registered with Mischler Financial Group, Inc. and holds licenses in several states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Nevada, New Jersey, New York, Oregon, Pennsylvania, Texas, and Washington. La-yona is dedicated to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/28/2019 - Present
Mischler Financial Group, Inc. (CORONA DEL MAR CA)
CA
05/10/2019 - 10/29/2019
BOFA SECURITIES, INC. (SAN FRANCISCO CA)
CA
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
04/10/2000 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
NY
10/01/1998 - 07/13/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
12/16/1997 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 12/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/04/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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